Compliance Administrator
Permanent - Full TimeJob Overview
The purpose of the compliance administrator role is to provide assistance and support to the compliance team specifically, with a focus on monitoring and developing the controls in place within Bedell Cristin.
Key Responsibilities
- Undertake periodic reviews of Politically Exposed Persons and Higher Risk client files to determine whether new risks are present
- Maintain compliance registers to ensure that we are documenting newly identified occurrences
- Carry out Anti-Money Laundering related searches, and other screening checks and prepare internal documentation
- Assist with the conducting of gap analysis between legislation and our policies and procedures
- Review samples of new client take on documentation to identify whether procedures have been followed
- Participate and contribute to compliance team meetings and implement decisions taken or carry out any function/activity required
- Carry out any projects required by the compliance team from time to time
Qualifications
- Educated to A level or equivalent with strong grades
- Completed or willing to study for an ICA qualification
Knowledge, Skills and Experience
- At least 2 years' experience in a similar role
- Competent IT user with a sound knowledge of the MS Office suite