Compliance Manager - MGA/London Market

We are seeking an experienced Compliance Manager to play a key role in the continued success and growth of our MGA platform within the PCIS business. Reporting directly to the Head of Compliance, you will take ownership of the oversight, onboarding, and regulatory management of our network of Appointed Representatives (ARs).

This is a high-impact position, combining regulatory expertise with operational delivery. You will lead initiatives to strengthen compliance frameworks, support business growth through AR onboarding, and ensure an excellent, compliant customer journey.

Manage and support applications for regulatory permissions, including Appointed Representative status and FCA authorisation processes

Lead the onboarding and transition of Appointed Representatives, ensuring a seamless and compliant integration

Conduct ongoing oversight of ARs, including due diligence, policy reviews, and compliance monitoring

Ensure ARs meet and maintain regulatory standards throughout their lifecycle

Review financial promotions and customer journeys to ensure compliance with ICOBS requirements

Support compliance activities relating to acquisitions and day-to-day operations

Collaborate with key stakeholders, including regulators and industry bodies (e.g. FCA, BIBA, MGAA)

Deliver accurate and timely regulatory reporting to senior management and governance committees

Maintain and enhance company policies in line with evolving regulatory requirements

Develop and manage regulatory and operational risk frameworks, including controls and procedures

Conduct risk assessments and implement mitigation strategies

3–5 years’ compliance experience within the insurance sector, ideally within MGA or AR environments

Strong knowledge of FCA regulations, including PRIN, ICOBS, SYSC, and SUP

Proven experience working with Appointed Representative models

Experience reviewing financial promotions and conducting compliance monitoring

Solid understanding of regulatory frameworks and operational risk management

Strong analytical and problem-solving skills

Excellent communication and stakeholder management abilities

Ability to manage multiple priorities in a fast-paced environment