Controls Testing-First Line of Defense

Lead and support controls testing to ensure compliance with Laws, Rules, and Regulations (LRR) for Own Funds, Eligible Liabilities, and all RWA risk types.

1. Own and deliver high-quality, timely control testing and sample reviews of 1LOD work.

2. Prepare workpapers and reports to a high standard using agreed templates.

3. Document issues and agree on remediation with stakeholders.

4. Provide subject matter input on controls and PRA regulatory reporting compliance.

5. Conduct walkthroughs and test control design and operating effectiveness for regulatory compliance.

6. Review and provide feedback on 1st Line Of Defense control testing samples.

7. Document test results and issues per agreed templates.