Analyst/Associate, Client Lifecycle Management (KYC & SoW)
Job Overview
Role Summary:
Conduct Name Screening and SoW reviews across jurisdictions and entity types
Ensure compliance with regulations and client procedures in a fast-paced environment
Deliver high-quality work within deadlines with a consistent approach
Entrepreneurial, hands-on, and flexible mindset to support a growing business area
Job responsibilities:
Responsible for ensuring KYC (Know Your Client) reviews are in line with regulatory standards, working in partnership with Front Office and AML colleagues to complete files in a timely and high-quality manner
Review existing client profiles to ensure Source of Wealth corroboration, including review of corporate structures and beneficial ownership drill-down
Assess money laundering, fraud, reputational, and sanctions risk factors on client accounts, escalating issues when necessary
Perform name screening checks for PEPs, sanctions, adverse media, and relevant alert adjudication using third-party tools
Gather and analyze data from approved public sources to validate SoW and close gaps in screening information
Provide subject matter expertise and act in an advisory capacity for matters related to SoW, name screening, sanctions, PEP, and adverse news
Escalate to appropriate teams where information cannot be sourced or where exceptions and sign-offs are required
Proactively identify issues or blockers to screening completion and productivity, supporting implementation of solutions