Copy of Compliance Analyst

About the role

The Compliance Analyst is responsible for supporting the Legal and Compliance team and working alongside the AVP Compliance to monitor compliance with state and federal laws applicable to life/annuity business as well as internal policies related to the Company’s products.   

What you'll do

• Provide day to day overall support to Compliance Department.
• Manage and document the implementation of compliance projects.
• Collaborate with internal departments and third parties to complete project implementation.
• Research and analyze state laws, regulations, and insurance department guidelines and assist internal teams with projects for implementation.
• Assist in market conduct and other regulatory exams and inquiries.
• Assist in conducting compliance risk assessments and testing
• Assist in remediation of privacy incidents
• Monitor operations processes for compliance, including but not limited to replacements, suitability, AML, and OFAC

Qualifications

Experience

• Minimum of five-seven years of related work experience.
• Extensive experience working on compliance-related matters for life/annuity insurance carriers.
• Professional certifications related to compliance are a plus.

Skills/Competencies

• Strong analytical skills
• Strong organizational skills and attention to detail
• Demonstrated research and trouble shooting skills
• Demonstrated ability to listen with empathy and compassion
• Strong verbal and written communication skills
• Demonstrated ability to translate critical information into layman’s terms
• Strong risk assessment, negotiation, collaboration, and conflict resolution skills.
• Strong interpersonal skills
• Ability to read and interpret contract language
• Proficient in using Microsoft Office Suite
• Ability to work independently with minimal supervision
• Demonstrated ability to deliver results under pressure in a tight timeframe
• Knowledge of annuities and life plans and processes highly desirable
• Proven track record of process improvement and innovation desirable

Physical Demands

• Normal office working environment. This position can be located in any of the Kuvare office locations: Rosemont, IL; Des Moines, IA; Cedar Rapids, IA; Baton Rouge, LA; Lincoln, NE
• Occasional evening and weekend hours to meet deadlines
• Occasional travel is required
• Ability to sit for extended periods of time
• Ability to type / perform data entry
• Ability to read from a computer screen and paper reports
• Express ideas and otherwise communicate with the spoken word