Senior Risk and Compliance Analyst

Purpose of the Role

A regulatory expert whose prime purpose is to be a subject matter expert for the Risk & Compliance function.  Responsible for developing and enhancing the controls in place to ensure the Ocorian Companies’ compliance with all relevant statutory and regulatory requirements.

This includes providing technical expertise and guidance on risk, regulatory and Anti-Financial Crime matters.

Main responsibilities

• Enhance and build the Compliance Management Framework to global specifications
• Support the establishment and maintenance of appropriate and consistent standards, policies and procedures, including monitoring compliance with, and testing the effectiveness of, policies and procedures; and monitoring and testing the effectiveness of measures to promote awareness and training of relevant employees
• Develop & Produce compliance reporting /.MI
• Technical expert on compliance related matters and able to support the team with statutory compliance deliverables
• Define, support and deliver compliance project related tasks
• To deliver compliance and regulatory change in line with strategic direction as agreed
• To support the enhancement of the firm's ability to employ technology and processes to drive new and improved compliance processes and to implement agreed compliance frameworks and technical projects
• To work with managers and users to define and update policies and procedures where appropriate
• To analyse quickly high-level business problems and deliver clear concise requirements and identified benefits
• Draft procedures / flowcharts and forms for use across the teams
• Build and foster a close working relationship with business colleagues to anticipate and analyse key business requirements
• Ensure that sufficiently detailed specifications are created and used to drive business change including devising new practices
• May be a subject matter expert in one or more areas of risk and compliance
• Support the completion of annual business risk assessments
• Oversee and review the content of all Risk & Compliance registers ensuring they remain up to date
• Potential to hold one or more controlled function roles (MLRO/DMLRO)

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