Manager - Regulatory Compliance (Contract)

Role Type: Contractor 

Project: Insurance Regulatory Compliance 

Duration: 14 weeks 

Location: Remote/Charlotte/New York/Toronto 

ROLE OVERVIEW 

We are seeking a subject matter expert (SME) in insurance regulations and compliance to support one of our key insurance clients. This contractor role will focus on conducting a regulatory compliance review at the federal and state level to identify gaps that may exist in policies, procedures, standards and controls for life insurance, health, other employee benefits, and annuities offered by insurance carriers. The ideal candidate will have solid knowledge of insurance regulations (federal and state level), advanced proficiency with AI-powered compliance tools, and proven expertise in conducting comprehensive gap analyses. 

KEY RESPONSIBILITIES 

• Serve as the main point of contact with the Client, driving the day-to-day execution and delivery of the project objectives and milestones 

• Serve as a subject matter expert on Insurance carrier operations and regulations 

• Leverage understanding of both state and federal level regulations applicable to insurance carriers offering Life, Health and other Employee Benefits to complete a gap analysis between state and federal level regulations against our clients’ policies, procedures, standards and documented controls 

• Manage a team of junior consultants 

• Deploy RegAI (Sia's proprietary reg review and reg matching AI agent) to help deliver the final report; utilize RegAI to accelerate regulatory text analysis, requirement extraction, and gap identification 

• Analyze and interpret complex regulatory language across multiple jurisdictions and translate into specific compliance obligations as well as specific requirements 

• Review and assess internal documentation for completeness, accuracy, and alignment with regulatory requirements 

• Develop detailed gap analysis matrices, compliance assessment reports, and prioritized remediation recommendations