Compliance Officer - Reviews (8 months)

As a Deputy Compliance Officer for a temporary position of 8 months, you will be part of the Compliance Department and work within the Reviews & QC Team. The team is growing, and we are looking for different types of seniority profiles whose main tasks will be:

• Carrying out reviews of key clients (private clients, companies, institutional clients, external asset managers, introducing brokers, etc.) from an AML/CTF standpoint (AMLA, AMLO-FINMA, CDB)
• Conducting enhanced due diligence analyses and declassifications
• Drafting formal compliance assessments, including the ability to manage multiple complex cases simultaneously
• Providing support and advice to the front office and management

Depending on the level of seniority, the following tasks may also be required:

• Assisting the Manager in supporting the team daily, including providing responses to questions, conducting second-level reviews of team members’ assessments, and serving as a trusted role model in terms of work quality, efficiency, and professional behavior
• Assist in developing and updating internal compliance policies and procedures in line with evolving regulations and industry best practices
• Optimization of internal processes, including the review and drafting of internal guidelines