Head of Compliance - Associate Director

This role involves aligning business processes with organizational goals, driving process improvements, and ensuring that operations are compliant with local regulation and group requirements.
 

• Ongoing monitoring and oversight of regulatory development relevant to the activities of the Company in Cyprus.
• Assist with Reporting to CySEC and other EU Regulators.
• Monitoring and oversight of regulatory developments.
• Monitoring of the CySEC reporting schedules for all activities of the Company (including Finance, Dealing and Customer facing (i.e. complaints).
• Regular monitoring of the implemented procedures, reports etc.to identify hidden risks or non-conformity issues.
• Compliance monitoring program (EU): regular review of all company operations, in line with the regulatory guidelines and audit findings.
• Supervision of Customer Facing Department for complaints handling and verification.
• Ensuring the company has appropriate structure / governance, of which CySEC is notified.
• Maintain and monitor the compliance monitoring program.
• Research, completion of license applications.
• Handling and supervising the reporting obligations.
• Assisting with compliance resolutions with regulatory authorities.
• Oversight of operation related tasks.
• Cooperation with the Product and Ops team to ensure the Compliance function has the necessary reports required for ongoing monitoring of the procedures already set in place.
• Assistance with financial reporting obligations.